| Commissions | 128.01M |
| Advisory fees | 118.87M |
| Investment banking | 4.42M |
| Principal transactions | 173K |
| Interest and dividends | 2.8M |
| Other income | |
| Total revenues | 274.32M |
| Commissions and fees | 207.34M |
| Compensation and benefits | 35.98M |
| Non-cash compensation | |
| Brokerage, communication and clearance fees | 4.33M |
| Rent and occupancy, net of sublease revenue | 2.33M |
| Professional services | 3.54M |
| Interest | 1.13M |
| Depreciation and amortization | 7.01M |
| Other | 15.85M |
| Total expenses | 281.16M |
| Income (loss) before income taxes | -6.91M |
| Income tax expense | 604K |
| Net income (loss) | -7.51M |
| Net income (loss) per common share (basic and diluted) | |
| Basic | 181.03M |
| Diluted | 181.03M |