| Investment banking | 21.32M |
| Commissions | 21M |
| Principal transactions, net | 3.63M |
| Interest and dividend income | 3.76M |
| Investment advisory fees | |
| Other | 859K |
| Total revenues | 50.56M |
| Compensation and benefits | 33.84M |
| Occupancy and equipment | 4.83M |
| Communications and data processing | 7.25M |
| Brokerage and clearance | 2.13M |
| Business development | 3.63M |
| Professional services | 1.84M |
| Interest | 104K |
| Other | 1.33M |
| Total expenses | 57.78M |
| (Loss) / income before income taxes | -7.22M |
| Income tax (benefit) / expense | -2.04M |
| Net (loss) / income | |
| Basic (in dollars per share) | -0.18 |
| Diluted (in dollars per share) | -0.18 |
| Dividends declared per common share (in dollars per share) | 0.05 |
| Basic (in shares) | 30.42M |
| Diluted (in shares) | 30.42M |