| Cash and cash equivalents (including $282,491 and $202,565 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Cash and securities segregated and on deposit for regulatory purposes or deposited with clearing and depository organizations | 1.03B |
| Corporate equity securities (including $176,815 and $120,606 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Corporate debt securities (including $360,868 and $462,462 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Government, federal agency and other sovereign obligations | |
| Mortgage- and asset-backed securities (including $40,372 and $43,355 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Loans and other receivables (including $297,398 and $362,465 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Derivatives (including $16,274 and $7,579 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Investments, at fair value (including $17,478 and $15,612 at February 28, 2011 and November 30, 2010, respectively, from VIEs ) | |
| Total financial instruments owned, at fair value (including $909,205 and $1,012,079 at February 28, 2011 and November 30, 2010, respectively, from VIEs ) | 14.33B |
| Investments in managed funds | 191.69M |
| Other investments | 657.07M |
| Securities borrowed | 8.46B |
| Securities purchased under agreements to resell | 4.04B |
| Securities received as collateral | |
| Brokers, dealers and clearing organizations (including $91,806 and $195,485 at February 28, 2011 and November 30, 2010, repectively, from VIEs) | 1.94B |
| Customers | 849.32M |
| Fees, interest and other (including $6,655 and $127 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | 293.07M |
| Premises and equipment | 254.67M |
| Goodwill | 1.65B |
| Other assets (including $212 and $370 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | 1.29B |
| Total assets (including $1,290,369 and $1,410,626 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | 38.13B |
| Corporate equity securities (including $1,121 and $2,708 at February 28, 2011 and November 30, 2010, respectively , from VIEs) | |
| Corporate debt securities (including $366,331 and $443,100 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Government, federal agency and other sovereign obligations | |
| Mortgage- and asset-backed securities | |
| Loans (including $59,826 and $150,100 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Derivatives (including $-0- and $136 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | |
| Total financial instruments sold, not yet purchased, at fair value (including $427,278 and $596,044 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | 7.94B |
| Securities loaned | 2.93B |
| Securities sold under agreements to repurchase | 8.13B |
| Obligation to return securities received as collateral | |
| Brokers, dealers and clearing organizations (including $68,799 and $157,134 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | 3.5B |
| Customers | 2.75B |
| Accrued expenses and other liabilities (including $121,046 and $94,402 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | 1.03B |
| Long-term debt | 5.48B |
| Mandatorily redeemable convertible preferred stock | |
| Mandatorily redeemable preferred interest of consolidated subsidiaries (including $332,258 and $315,885 at February 28, 2011and November 30, 2010, respectively, from VIEs) | |
| Total liabilities (including $949,381 and $1,163,465 at February 28, 2011 and November 30, 2010, respectively, from VIEs) | 32.8B |
| Common stock, $.0001 par value. Authorized 500,000,000 shares; issued 207,386,635 shares in 2011 and 200,301,656 shares in 2010 | |
| Additional paid-in capital | 5.45B |
| Retained earnings | |
| Less: Treasury stock, at cost, 30,318,925 shares in 2011 and 28,607,510 shares in 2010 | |
| Currency translation adjustments | -116.86M |
| Additional minimum pension liability | -7.89M |
| Total accumulated other comprehensive loss | -129.52M |
| Total common stockholders' equity | |
| Noncontrolling interests | 5.19M |
| Total stockholders' equity | |
| Total liabilities and stockholders' equity | |