Ratings by Maxim Group (Michael Diana)
| Date | Company | Symbol | Type | Rating (Past) |
PT (Past) |
Start $ (End $) |
% Chg. | Details |
|---|---|---|---|---|---|---|---|---|
| 6/3/2026 | Diversified Healthcare Trust | DHC | Maintain | Buy (N/A) |
|
Details | ||
| 5/15/2026 | Mobile Infrastructure Corp | BEEP | Maintain | Buy (N/A) |
|
Details | ||
| 5/6/2026 | Diversified Healthcare Trust | DHC | Maintain | Buy (N/A) |
|
Details | ||
| 4/27/2026 | Diversified Healthcare Trust | DHC | New Coverage | Buy (N/A) |
7.46 (9.20) |
23.32% | Details | |
| 2/11/2026 | PennantPark Floating Rate Capital | PFLT | Maintain | Buy (N/A) |
|
Details | ||
| 12/18/2025 | Two Harbors Investment | TWO | Downgrade | Hold (Buy) |
11.11 (12.08) |
8.73% | Details | |
| 10/13/2025 | SWK Holdings | SWKH | Downgrade | Hold (Buy) |
16.66 (15.90) |
-4.56% | Details | |
| 7/29/2025 | Two Harbors Investment | TWO | Maintain | Buy (N/A) |
|
Details | ||
| 7/17/2025 | Nicolet Bankshares | NIC | Maintain | Buy (N/A) |
|
Details | ||
| 5/14/2025 | PennantPark Floating Rate Capital | PFLT | Maintain | Buy (N/A) |
|
Details | ||
| 4/29/2025 | Abacus Life Inc. | ABL | New Coverage | Buy (N/A) |
8.24 (8.47) |
2.79% | Details | |
| 4/28/2025 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 2/21/2025 | Mobile Infrastructure Corp | BEEP | New Coverage | Buy (N/A) |
3.27 (1.54) |
-52.91% | Details | |
| 2/6/2025 | Enova International | ENVA | Maintain | Buy (N/A) |
|
Details | ||
| 1/23/2025 | Nicolet Bankshares | NIC | Maintain | Buy (N/A) |
|
Details | ||
| 11/1/2024 | Cullen/Frost Bankers | CFR | Maintain | Buy (N/A) |
|
Details | ||
| 10/28/2024 | BM Technologies | BMTX | Downgrade | Hold (Buy) |
4.74 (5.00) |
5.49% | Details | |
| 10/25/2024 | Lending Club | LC | Maintain | Buy (N/A) |
|
Details | ||
| 10/25/2024 | Hall of Fame Resort & Entertainment | HOFV | Downgrade | Hold (Buy) |
1.66 (0.82) |
-50.6% | Details | |
| 10/17/2024 | Nicolet Bankshares | NIC | Maintain | Buy (N/A) |
|
Details | ||
| 8/12/2024 | PennantPark Floating Rate Capital | PFLT | Upgrade | Buy (Hold) |
10.83 (7.19) |
-33.61% | Details | |
| 8/1/2024 | Lending Club | LC | Maintain | Buy (N/A) |
|
Details | ||
| 7/22/2024 | Westamerica Bancorp | WABC | Downgrade | Hold (Buy) |
54.73 (58.77) |
7.38% | Details | |
| 7/18/2024 | Nicolet Bankshares | NIC | Maintain | Buy (N/A) |
|
Details | ||
| 6/6/2024 | Generation Income Properties Inc. | GIPR | Downgrade | Hold (Buy) |
4.54 (0.16) |
-96.48% | Details | |
| 4/26/2024 | Cullen/Frost Bankers | CFR | Maintain | Buy (N/A) |
|
Details | ||
| 4/25/2024 | Enova International | ENVA | Maintain | Buy (N/A) |
|
Details | ||
| 4/17/2024 | Generation Income Properties Inc. | GIPR | Upgrade | Buy (Hold) |
3.71 (0.16) |
-95.69% | Details | |
| 3/13/2024 | SurgePays Inc. | SURG | Downgrade | Hold (Buy) |
6.99 (0.41) |
-94.13% | Details | |
| 2/5/2024 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 10/26/2023 | Nicolet Bankshares | NIC | Maintain | Buy (N/A) |
|
Details | ||
| 10/17/2023 | Sky Harbor Group | SKYH | New Coverage | Buy (N/A) |
5.49 (10.12) |
84.34% | Details | |
| 8/1/2023 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 5/19/2023 | Hall of Fame Resort & Entertainment | HOFV | Maintain | Buy (N/A) |
|
Details | ||
| 5/5/2023 | Usio Inc. | USIO | Maintain | Buy (N/A) |
|
Details | ||
| 5/3/2023 | Two Harbors Investment | TWO | Maintain | Buy (N/A) |
|
Details | ||
| 4/25/2023 | First Republic Bank | FRC | Downgrade | Hold (Buy) |
16.00 (3.51) |
-78.06% | Details | |
| 4/20/2023 | Nicolet Bankshares | NIC | Maintain | Buy (N/A) |
|
Details | ||
| 3/30/2023 | Hall of Fame Resort & Entertainment | HOFV | Maintain | Buy (N/A) |
|
Details | ||
| 3/29/2023 | Generation Income Properties Inc. | GIPR | Downgrade | Hold (Buy) |
4.90 (0.16) |
-96.73% | Details | |
| 3/20/2023 | Cullen/Frost Bankers | CFR | Maintain | Buy (N/A) |
|
Details | ||
| 3/16/2023 | Manhattan Bridge Capital Inc | LOAN | Downgrade | Hold (Buy) |
5.41 (4.69) |
-13.31% | Details | |
| 3/10/2023 | SVB Financial | SIVB | Downgrade | Sell (Buy) |
106.04 (106.04) |
0% | Details | |
| 2/10/2023 | Two Harbors Investment | TWO | Upgrade | Buy (Hold) |
16.76 (11.11) |
-33.71% | Details | |
| 1/23/2023 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 1/17/2023 | First Republic Bank | FRC | Maintain | (N/A) |
|
Details | ||
| 12/1/2022 | SurgePays Inc. | SURG | Maintain | Buy (N/A) |
|
Details | ||
| 11/14/2022 | SWK Holdings | SWKH | Maintain | Buy (N/A) |
|
Details | ||
| 10/31/2022 | Lending Club | LC | Maintain | Buy (N/A) |
|
Details | ||
| 10/24/2022 | Westamerica Bancorp | WABC | Maintain | Buy (N/A) |
|
Details | ||
| 10/24/2022 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 10/20/2022 | Ellington | EFC | Maintain | Buy (N/A) |
|
Details | ||
| 10/18/2022 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 10/17/2022 | First Republic Bank | FRC | Maintain | Buy (N/A) |
|
Details | ||
| 10/3/2022 | Generation Income Properties Inc. | GIPR | Maintain | Buy (N/A) |
|
Details | ||
| 8/1/2022 | Lending Club | LC | Maintain | Buy (N/A) |
|
Details | ||
| 7/25/2022 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 5/16/2022 | Generation Income Properties Inc. | GIPR | Maintain | Buy (N/A) |
|
Details | ||
| 5/13/2022 | Usio Inc. | USIO | Maintain | Buy (N/A) |
|
Details | ||
| 4/25/2022 | Solar Capital | SLRC | New Coverage | Buy (N/A) |
17.25 (12.60) |
-26.96% | Details | |
| 2/28/2022 | SurgePays Inc. | SURG | New Coverage | Buy (N/A) |
2.81 (0.41) |
-85.41% | Details | |
| 2/7/2022 | Enova International | ENVA | Upgrade | Buy (Hold) |
41.22 (237.00) |
474.96% | Details | |
| 11/3/2021 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 11/1/2021 | Cullen/Frost Bankers | CFR | Maintain | Buy (N/A) |
|
Details | ||
| 11/1/2021 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 11/1/2021 | Lending Club | LC | Maintain | Buy (N/A) |
|
Details | ||
| 10/25/2021 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 10/11/2021 | Generation Income Properties Inc. | GIPR | New Coverage | Buy (N/A) |
7.02 (0.16) |
-97.72% | Details | |
| 8/20/2021 | Lending Club | LC | Upgrade | Buy (Hold) |
26.52 (19.21) |
-27.56% | Details | |
| 8/3/2021 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 7/9/2021 | Saratoga Investment | SAR | Maintain | Buy (N/A) |
|
Details | ||
| 6/23/2021 | County Bancorp | ICBK | Downgrade | Hold (Buy) |
34.45 (35.25) |
2.32% | Details | |
| 5/12/2021 | Paysign Inc. | PAYS | Maintain | Buy (N/A) |
|
Details | ||
| 5/7/2021 | Saratoga Investment | SAR | Maintain | Buy (N/A) |
|
Details | ||
| 4/29/2021 | Horizon Technology Finance | HRZN | Maintain | Buy (N/A) |
|
Details | ||
| 4/20/2021 | Sterling Bancorp | STL | Maintain | Buy (N/A) |
|
Details | ||
| 4/15/2021 | Manhattan Bridge Capital Inc | LOAN | Maintain | Buy (N/A) |
|
Details | ||
| 3/12/2021 | UMH Properties | UMH | Maintain | Buy (N/A) |
|
Details | ||
| 2/26/2021 | New York Mortgage Trust | NYMT | Maintain | Buy (N/A) |
|
Details | ||
| 2/26/2021 | Gladstone Land | LAND | Maintain | Buy (N/A) |
|
Details | ||
| 2/22/2021 | Ellington | EFC | Maintain | Buy (N/A) |
|
Details | ||
| 2/16/2021 | Usio Inc. | USIO | Maintain | Buy (N/A) |
|
Details | ||
| 2/3/2021 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 1/25/2021 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 1/15/2021 | First Republic Bank | FRC | Maintain | Buy (N/A) |
|
Details | ||
| 1/15/2021 | Horizon Technology Finance | HRZN | Maintain | Buy (N/A) |
|
Details | ||
| 12/21/2020 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 12/21/2020 | Usio Inc. | USIO | Maintain | Buy (N/A) |
|
Details | ||
| 12/3/2020 | SWK Holdings | SWKH | New Coverage | Buy (N/A) |
12.92 (16.66) |
28.95% | Details | |
| 11/11/2020 | New York Mortgage Trust | NYMT | Upgrade | Buy (Hold) |
2.99 (7.11) |
137.79% | Details | |
| 11/4/2020 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 5/4/2020 | American Capital Agency | AGNC | Upgrade | Buy (Hold) |
12.27 (11.12) |
-9.37% | Details | |
| 4/14/2020 | Lending Club | LC | Downgrade | Hold (Buy) |
8.62 (19.21) |
122.85% | Details | |
| 4/14/2020 | Elevate Credit Inc | ELVT | Downgrade | Hold (Buy) |
1.42 (1.87) |
31.69% | Details | |
| 4/14/2020 | Enova International | ENVA | Downgrade | Hold (Buy) |
14.46 (237.00) |
1539% | Details | |
| 4/13/2020 | Two Harbors Investment | TWO | Downgrade | Hold (Buy) |
4.91 (12.08) |
146.03% | Details | |
| 4/7/2020 | Westamerica Bancorp | WABC | Upgrade | Buy (Hold) |
59.25 (58.77) |
-0.81% | Details | |
| 3/25/2020 | MVC Capital Inc. | MVC | Downgrade | Hold (Buy) |
3.40 (9.12) |
168.24% | Details | |
| 3/25/2020 | PennantPark Floating Rate Capital | PFLT | Downgrade | Hold (Buy) |
4.53 (7.19) |
58.72% | Details | |
| 3/25/2020 | New York Mortgage Trust | NYMT | Downgrade | Hold (Buy) |
1.02 (7.11) |
597.06% | Details | |
| 3/25/2020 | American Capital Agency | AGNC | Downgrade | Hold (Buy) |
11.11 (12.27) |
10.44% | Details | |
| 3/18/2020 | Manhattan Bridge Capital Inc | LOAN | Maintain | Buy (N/A) |
|
Details | ||
| 2/20/2020 | Nicolet Bankshares | NCBS | Maintain | Buy (N/A) |
|
Details | ||
| 2/19/2020 | Lending Club | LC | Maintain | Buy (N/A) |
|
Details | ||
| 2/11/2020 | Elevate Credit Inc | ELVT | Maintain | Buy (N/A) |
|
Details | ||
| 1/30/2020 | American Capital Agency | AGNC | Maintain | Buy (N/A) |
|
Details | ||
| 1/27/2020 | SVB Financial | SIVB | Maintain | Buy (N/A) |
|
Details | ||
| 1/22/2020 | Nicolet Bankshares | NCBS | Maintain | Buy (N/A) |
|
Details | ||
| 1/17/2020 | First Republic Bank | FRC | Maintain | Buy (N/A) |
|
Details | ||
| 1/9/2020 | Saratoga Investment | SAR | Maintain | Buy (N/A) |
|
Details | ||
| 11/18/2019 | County Bancorp | ICBK | Maintain | Buy (N/A) |
|
Details | ||
| 11/13/2019 | Nicolet Bankshares | NCBS | Maintain | Buy (N/A) |
|
Details | ||
| 11/6/2019 | Two Harbors Investment | TWO | Maintain | Buy (N/A) |
|
Details | ||
| 11/5/2019 | FlexShopper | FPAY | Maintain | Buy (N/A) |
|
Details | ||
| 10/16/2019 | Nicolet Bankshares | NCBS | Maintain | Buy (N/A) |
|
Details | ||
| 10/10/2019 | FlexShopper | FPAY | New Coverage | Buy (N/A) |
1.48 (0.19) |
-87.16% | Details | |
| 8/23/2019 | Nxt-ID, Inc. | NXTD | Downgrade | Hold (Buy) |
0.33 (2.42) |
633.33% | Details | |
| 7/24/2019 | QCR Holdings | QCRH | Maintain | Buy (N/A) |
|
Details | ||
| 6/6/2019 | UMH Properties | UMH | New Coverage | Buy (N/A) |
13.19 (15.41) |
16.83% | Details | |
| 5/1/2019 | Horizon Technology Finance | HRZN | Maintain | Buy (N/A) |
|
Details | ||
| 3/6/2019 | Horizon Technology Finance | HRZN | Maintain | Buy (N/A) |
|
Details | ||
| 2/13/2019 | On Deck Capital | ONDK | Downgrade | Hold (Buy) |
7.36 (1.83) |
-75.14% | Details | |
| 1/25/2019 | First Internet Bancorp | INBK | Downgrade | Hold (Buy) |
24.35 (27.17) |
11.58% | Details | |
| 12/20/2018 | 3Pea International | TPNL | New Coverage | Buy (N/A) |
3.35 (9.29) |
177.31% | Details | |
| 12/20/2018 | On Deck Capital | ONDK | New Coverage | Buy (N/A) |
6.30 (7.36) |
16.83% | Details | |
| 11/20/2018 | First Savings Financial Group | FSFG | Maintain | Buy (N/A) |
|
Details | ||
| 11/7/2018 | Two Harbors Investment | TWO | Maintain | Buy (N/A) |
|
Details | ||
| 10/25/2018 | Cullen/Frost Bankers | CFR | Maintain | Buy (N/A) |
|
Details | ||
| 10/8/2018 | Access National Corp. | ANCX | Downgrade | Hold (Buy) |
26.83 (23.61) |
-12% | Details |

