Maxim Group
http://www.maximgrp.com/Maxim Group is a financial services firm that provides investment banking, asset management, research, and sales & trading to a diverse range of corporate clients, institutional investors and high net worth individuals.
The firm’s research division uses fundamental research and a “bottom up” approach to making investment recommendations. Maxim’s research analysts focus on under-covered, small- to mid-cap names in a variety of sectors including healthcare, technology, retail and others.
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Maxim Group Starts Imunon (IMNN) at Buy
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Maxim Group Starts Westwater Resources (WWR) at Buy
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Form X-17A-5 MAXIM GROUP LLC For: Dec 31
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DeFi Technologies (DEFT) PT Lowered to $1.50 at Maxim Group
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Nicola Mining prices $6 million NASDAQ offering at $6.45 per share
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Angel Studios prices $30 million public stock offering at $2.10 per share
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Maxim Group Downgrades Assertio Therapeutics (ASRT) to Hold
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SUNation Energy explores strategic options including potential sale
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NervGen Pharma Corp (NGEN) PT Raised to $12 at Maxim Group
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Maxim Group Starts Santacruz Silver Mining Ltd (SCZM) at Buy
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Maxim Group Downgrades Akari Therapeutics (AKTX) to Hold
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Maxim Group Downgrades Reviva Pharmaceuticals (RVPH) to Hold
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Nakamoto (NAKA) PT Lowered to $0.75 at Maxim Group
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Maxim Group Assumes Solana Co (HSDT) at Buy
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Roadzen to Present at Maxim Group’s “Powering the AI Revolution” Virtual Conference on Tuesday April 7, 2026 at 8:30am ET
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Aprea Therapeutics closes $30 million private placement
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Aprea Therapeutics Announces Closing of Oversubscribed $30 Million Private Placement
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Co-Diagnostics Reports Full Year 2025 Financial Results
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Maxim Group Upgrades Theriva Biologics (TOVX) to Buy, PT $1
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Aprea Therapeutics raises $30 million in private placement
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Aprea Therapeutics Announces Oversubscribed $30 Million Private Placement
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Laird Superfoods Inc. (LSF) PT Lowered to $6 at Maxim Group
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Maxim Group Starts (AMOD) at Buy
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CROSSJECT publishes its 2025 financial results and confirms the strengthening of its operational, industrial and financial trajectory
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Strategy expands stock offering programs with new sales agents
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Maxim Group Resumes MediciNova (MNOV) at Buy, PT $6
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BHAV Acquisition completes $100 million IPO on NASDAQ
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BHAV Acquisition Corp Announces Closing of $100 Million Initial Public Offering
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U Power completes $6 million public offering of units
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U Power Limited Announces Closing of $6.0 Million Public Offering
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Natural Gas Services (NGS) PT Raised to $50 at Maxim Group
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U Power Limited prices $6 million public offering at $0.449 per unit
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U Power Limited Announces Pricing of $6.0 Million Public Offering
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BHAV Acquisition Corp prices $100 million IPO at $10 per unit
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BHAV Acquisition Corp Announces Pricing of $100 Million Initial Public Offering
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Signing Day Sports and BlockchAIn Consummate Business Combination
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Maxim Group Assumes XTI Aerospace, Inc. (XTIA) at Buy
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Signing Day Sports and BlockchAIn Provide Update on Expected Ticker Symbol Transition and Common Stock Trading Schedule
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SEALSQ raises $125 million in registered direct offering at $4.11 per share
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SEALSQ Announces $125.0 Million Registered Direct Offering Priced At-The-Market Under Nasdaq Rules
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Signing Day Sports and BlockchAIn Provide Update on Expected Ticker Symbol Transition and Common Stock Trading Schedule
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Signing Day Sports Stockholders Approve Previously Announced Business Combination with BlockchAIn Digital Infrastructure at Today’s Special Meeting of Stockholders
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Maxim Group Downgrades Immutep Limited (IMMP) to Hold
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Aethlon Medical hires Maxim Group to explore strategic alternatives
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Aethlon Medical Engages Maxim Group LLC to Evaluate Strategic Opportunities
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Maxim Group Starts Ituran Location & Control (ITRN) at Buy
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Maxim Group Upgrades Medivir AB (MVIRB:LN) (MVRBF) to Buy
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Zeta Network Group prices $6 million registered direct offering
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Zeta Network Group (NASDAQ: ZNB) Announces Pricing of $6 Million Registered Direct Offering
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NFT Ltd. Announces Pricing of $2.8M Million Registered Direct Offering

