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Form 8-K FATE THERAPEUTICS INC For: Jun 12

June 15, 2026 4:03 PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 12, 2026

 

 

FATE THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

001-36076

65-1311552

(State or other jurisdiction
of incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

12278 Scripps Summit Drive

 

San Diego, California

 

92131

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: 858 875-1800

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common Stock, $0.001 par value

 

FATE

 

Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As described below in Item 5.07 of this Current Report on Form 8-K, on June 12, 2026, the stockholders of Fate Therapeutics, Inc. (the “Company”) approved a third amendment and restatement of the Company’s 2022 Stock Option and Incentive Plan (as so amended and restated, the “2022 A&R Plan”) to increase the maximum number of shares available under such plan by an additional 7,000,000 shares. A copy of the 2022 A&R Plan, including the form of award agreements under the 2022 A&R Plan, is filed as Exhibit 10.1 to this Current Report on Form 8-K and is incorporated in this Item 5.02 by reference.

Item 5.07 Submission of Matters to a Vote of Security Holders.

The following proposals were submitted to the Company’s stockholders at the Annual Meeting of Stockholders held on June 12, 2026 (the “Annual Meeting”):

(i) The election of three Class I Directors, as nominated by the board of directors (the “Board”) of the Company, to hold office until the 2029 Annual Meeting of Stockholders or until their successors are duly elected and qualified;

 

(ii) The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2026;

(iii) A non-binding advisory vote to approve the compensation of the Company’s named executive officers as set forth in the Company’s Definitive Proxy Statement on Schedule 14A, filed with the Securities and Exchange Commission on April 24, 2026 (the “Proxy Statement”); and

(iv) The approval of an amendment to the Company’s Amended and Restated 2022 Stock Option and Incentive Plan to increase the number of shares of the Company’s common stock (“Common Stock”) reserved for issuance by 7,000,000 shares.

Each of the proposals are described in detail in the Proxy Statement.

The number of shares of Common Stock entitled to vote at the Annual Meeting was 116,281,693, which is the number of holders of record as of April 15, 2026, the record date for the Annual Meeting. The number of shares of Common Stock present or represented by valid proxy at the Annual Meeting was 87,134,422. All matters submitted to a vote of the Company’s stockholders at the Annual Meeting were approved and all director nominees were elected.

The number of votes cast for and against and the number of abstentions and broker non-votes with respect to each matter voted upon are set forth below:

(i) Election of Class I Directors.

 

Director Nominee

 

For

 

Withheld

 

Broker Non-Votes

 

Robert S. Epstein, M.D., M.S.

 

59,332,820

 

1,717,842

 

26,083,760

 

Karin Jooss, Ph.D.

 

59,655,584

 

1,395,078

 

26,083,760

 

Laura J. Hamill

 

60,850,004

 

200,658

 

26,083,760

 

 

(ii) Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.

 

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

 

86,552,927

 

308,582

 

272,913

 

0

 

 

(iii) Non-binding advisory vote on the compensation of the Company’s named executive officers.

 

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

 

59,168,689

 

1,808,669

 

73,304

 

26,083,760

 

 


 

(iv) Approval of an amendment and restatement of the 2022 A&R Plan to increase the number of shares of Common Stock reserved for issuance thereunder.

 

 

For

 

Against

 

Abstain

 

Broker Non-Votes

 

 

46,645,607

 

14,304,810

 

100,245

 

26,083,760

 

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

Description

10.1

Third Amended and Restated 2022 Stock Option and Incentive Plan and form agreements thereunder

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

FATE THERAPEUTICS, INC.

 

 

 

 

Date:

June 15, 2026

By:

/s/ Bahram Valamehr

 

 

 

Bahram Valamehr, Ph.D., MBA
President and Chief Executive Officer

 


ATTACHMENTS / EXHIBITS

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