As filed with Securities and Exchange Commission on June 15, 2026
Registration No. 333-296769
Bermuda | 4412 | N/A | ||||
(State or other jurisdiction of incorporation or organization) | (Primary Standard Industrial Classification Code Number) | (I.R.S. Employer Identification Number) | ||||
† | The term “new or revised financial accounting standard” refers to any update issued by the Financial Accounting Standards Board to its Accounting Standards Codification after April 5, 2012. |
Item 8. | Indemnification of Directors and Officers |
Item 9. | Exhibits and Financial Statement Schedules |
(a) | The following exhibits are filed as part of this registration statement: |
Exhibit No. | Document | ||
1.1** | Form of Underwriting Agreement | ||
3.1*** | Certificate of Incorporation (incorporated by reference from Exhibit 3.1 to the Registration Statement filed on Form F-1, dated March 7, 2023) | ||
3.2*** | Memorandum of Association (incorporated by reference from Exhibit 3.2 to the Registration Statement filed on Form F-1, dated March 7, 2023) | ||
3.3*** | Amended and Restated Bye-laws (incorporated by reference from Exhibit 3.3 to the Registration Statement filed on Form F-1, dated March 7, 2023) | ||
4.1** | Form of Warrant | ||
4.2** | Form of Unit Agreement | ||
4.3*** | Form of Indenture | ||
5.1*** | Opinion of Conyers Dill & Pearman Limited, Bermuda counsel to the Registrant, as to the validity of Shares. | ||
5.2* | Opinion of Skadden, Arps, Slate, Meagher and Flom (UK) LLP | ||
23.1*** | Consent of PricewaterhouseCoopers AS | ||
23.2*** | Consent of Conyers Dill & Pearman Limited (included in Exhibit 5.1). | ||
23.3* | Consent of Skadden, Arps, Slate, Meagher & Flom (UK) LLP (Included in Exhibit 5.2) | ||
24.1*** | Power of Attorney (included on the signature page of the registration statement). | ||
25.1** | Statement of eligibility of Trustee on Form T-1 with respect to the Company under any indenture | ||
107*** | Filing Fee Table | ||
* | Filed herewith. |
** | To be filed, if necessary, by amendment or as an exhibit to a document to be incorporated by reference into this registration statement. |
*** | Previously filed. |
Item 10. | Undertakings |
(a) | The undersigned hereby undertakes: |
(1) | to file, during any period in which offers or sales are being made of Securities registered hereby, a post-effective amendment to this registration statement: |
(i) | to include any prospectus required by Section 10(a)(3) of the Securities Act; |
(ii) | to reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of Securities offered (if the total dollar value of Securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of |
(iii) | to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; |
(2) | that, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the Securities offered herein, and the offering of such Securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) | to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(4) | to file a post-effective amendment to the registration statement to include any financial statements required by Item 8.A of Form 20-F at the start of any delayed offering or throughout a continuous offering. Financial statements and information otherwise required by Section 10(a)(3) of the Securities Act need not be furnished, provided that the Registrant includes in the prospectus, by means of a post-effective amendment, financial statements required pursuant to this paragraph (a)(4) and other information necessary to ensure that all other information in the prospectus is at least as current as the date of those financial statements. Notwithstanding the foregoing, with respect to registration statements on Form F-3, a post-effective amendment need not be filed to include financial statements and information required by Section 10(a)(3) of the Securities Act or Item 8.A of Form 20-F if such financial statements and information are contained in periodic reports filed with or furnished to the SEC by the Registrant pursuant to section 13 or section 15(d) of the Exchange Act that are incorporated by reference in this Form F-3. |
(5) | that, for the purpose of determining liability under the Securities Act to any purchaser: |
(i) | each prospectus filed by the Registrant pursuant to Rule 424(b)(3) shall be deemed to be part of the registration statement as of the date the filed prospectus was deemed part of and included in the registration statement; and |
(ii) | each prospectus required to be filed pursuant to Rule 424(b)(2), (b)(5), or (b)(7) as part of a registration statement in reliance on Rule 430B relating to an offering made pursuant to Rule 415(a)(1)(i), (vii), or (x) for the purpose of providing the information required by Section 10(a) of the Securities Act shall be deemed to be part of and included in the registration statement as of the earlier of the date such form of prospectus is first used after effectiveness or the date of the first contract of sale of Securities in the offering described in the prospectus. As provided in Rule 430B, for liability purposes of the issuer and any person that is at that date an underwriter, such date shall be deemed to be a new effective date of the registration statement relating to the Securities in the registration statement to which the prospectus relates, and the offering of such Securities at that time shall be deemed to be the initial bona fide offering thereof. Provided, however, that no statement made in the registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such effective date, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such effective date. |
(6) | that, for the purpose of determining liability of the Registrant under the Securities Act to any purchaser in the initial distribution of the securities the undersigned Registrant undertakes that in a primary offering of securities of the undersigned Registrant pursuant to this registration statement, regardless of the |
(i) | any preliminary prospectus or prospectus of the undersigned Registrant relating to the offering required to be filed pursuant to Rule 424; |
(ii) | any free writing prospectus (“FWP”) relating to the offering prepared by or on behalf of the undersigned Registrant or used or referred to by the undersigned Registrant; |
(iii) | the portion of any other FWP relating to the offering containing material information about the undersigned Registrant or its securities provided by or on behalf of the undersigned Registrant; and |
(iv) | any other communication that is an offer in the offering made by the undersigned Registrant to the purchaser. |
(b) | The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual reports pursuant to Section 13(a) or Section 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the Securities offered therein, and the offering of such Securities at that time shall be deemed to be the initial bona fide offering thereof. |
(c) | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the SEC such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. |
(d) | The undersigned Registrant hereby undertakes to file an application for the purpose of determining eligibility of the trustee to act under subsection (a) of section 310 of the Trust Indenture Act in accordance with the rules and regulations prescribed by the SEC under section 305(b)(2) of the Trust Indenture Act, to the extent an indenture is required. |
Exhibit Number | Description of Document | ||
1.1** | Form of the Underwriting Agreement | ||
Certificate of Incorporation (incorporated by reference from Exhibit 3.1 to the Registration Statement filed on Form F-1, dated March 7, 2023) | |||
Memorandum of Association (incorporated by reference from Exhibit 3.2 to the Registration Statement filed on Form F-1, dated March 7, 2023) | |||
Amended and Restated Bye-laws (incorporated by reference from Exhibit 3.3 to the Registration Statement filed on Form F-1, dated March 7, 2023) | |||
4.1** | Form of Warrant | ||
4.2** | Form of Unit Agreement | ||
Form of Indenture | |||
Opinion of Conyers Dill & Pearman Limited | |||
Opinion of Skadden, Arps, Slate, Meagher & Flom (UK) LLP | |||
Consent of PricewaterhouseCoopers LLP, an independent registered public accounting firm | |||
Consent of Conyers Dill & Pearman Limited (included in Exhibit 5.1) | |||
Consent of Skadden, Arps, Slate, Meagher & Flom (UK) LLP (Included in Exhibit 5.2) | |||
Powers of Attorney (included on signature page) | |||
25.1** | Statement of eligibility of Trustee on Form T-1 with respect to the Company under any indenture | ||
Filing Fee Table | |||
* | Filed herewith. |
** | To be filed, if necessary, by amendment or as an exhibit to a document to be incorporated by reference into this registration statement. |
*** | Previously filed |
Himalaya Shipping Ltd. | |||||||||
By: | /s/ Lars-Christian Svenson | ||||||||
Name: | Lars-Christian Svenson | ||||||||
Title: | Chief Executive Officer | ||||||||
By: | /s/ Vidar Hasund | ||||||||
Name: | Vidar Hasund | ||||||||
Title: | Chief Financial Officer | ||||||||
Signature | Title | Date | ||||
/s/ Lars-Christian Svensen | Chief Executive Officer | June 15, 2026 | ||||
Lars-Christian Svensen | ||||||
/s/ Vidar Hasund | Chief Financial Officer | June 15, 2026 | ||||
Vidar Hasund | ||||||
/s/ Bjorn Isaksen | Director | June 15, 2026 | ||||
Bjorn Isaksen | ||||||
/s/ Jehan Mawjee | Director | June 15, 2026 | ||||
Jehan Mawjee | ||||||
/s/ Alexandra Kate Blankenship | Director | June 15, 2026 | ||||
Alexandra Kate Blankenship | ||||||
/s/ Carl Steen | Director | June 15, 2026 | ||||
Carl Steen | ||||||
/s/ Mi Hong Yoon | Director | June 15, 2026 | ||||
Mi Hong Yoon | ||||||
Authorized U.S. Representative – Puglisi & Associates. | ||||||||||||
By: | /s/ Donald J. Puglisi | |||||||||||
Name: | Donald J. Puglisi | |||||||||||
Title: | Managing Director | |||||||||||
ATTACHMENTS / EXHIBITS
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