Form N-PX Capricorn Fund Managers For: Jun 30 Jul 14, 2026 09:12AM

http://archive.fast-edgar.com/20260714/AG25522C5222M2D2222N22E28UNKZ222B282

Filed on: July 14, 2026


Form D/A Neuberger Berman U.S. Jul 14, 2026 09:12AM

http://archive.fast-edgar.com/20260714/AMZ2922CZ22R32C2222222Z2M2PMOZ2I8282

Filed on: July 14, 2026


Form 424B2 JPMORGAN CHASE & CO Jul 14, 2026 09:11AM

The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted.

Subject to completion dated July 13, 2026*

July     , 2026

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Form N-PX Black Diamond Financial, For: Jun 30 Jul 14, 2026 09:11AM

ATTACHMENTS / EXHIBITS

primary_doc.xml


Form 8-K XOMA Royalty Corp For: Jul 13 Jul 14, 2026 09:10AM XOMA Royalty Corp false 0000791908 0000791908 2026-07-13 2026-07-13 0000791908 us-gaap:CommonStockMember 2026-07-13 2026-07-13 0000791908 xoma:M8.625SeriesACumulativePerpetualPreferredStockParValue0.05PerShareMember 2026-07-13 2026-07-13 0000791908 xoma:DepositarySharesEachRepresenting11000thInterestInAShareOf8.375SeriesBCumulativePerpetualPreferredStockParValue0.05PerShareMember 2026-07-13 2026-07-13    

UNITED STATES

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