Form 8-A12B First Carolina Financial
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
FIRST CAROLINA FINANCIAL SERVICES, INC.
(Exact name of registrant as specified in its charter)
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North Carolina
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27-2136973
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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2626 Glenwood Avenue, Suite 200, Raleigh, North Carolina
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27608
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Common stock, par value $0.50 per share
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New York Stock Exchange
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A offering statement file number to which this form relates (if applicable): 333-296151
Securities to be registered pursuant to Section 12(g) of the Act: None
| Item 1. |
Description of Registrant’s Securities to be Registered
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For a description of the securities of First Carolina Financial Services, Inc. (the “Registrant”) being registered hereunder, reference is made to the information set forth under the heading
“Description of Capital Stock” contained in the Registrant’s registration statement on Form S-1 (File No. 333-296151), as initially filed with the Securities and Exchange Commission (the “Commission”)
on May 22, 2026, as amended to the date hereof, and in the prospectus to be filed separately by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which prospectus shall be deemed to be
incorporated by reference herein.
| Item 2. |
Exhibits
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Under the “Instructions as to Exhibits” section of Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are to be registered on the New York Stock Exchange and the securities to be registered hereby are
not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
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FIRST CAROLINA FINANCIAL SERVICES, INC.
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Date: June 17, 2026
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By:
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/s/ Ronald A. Day
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Name: Ronald A. Day
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Title: Chairman, President and Chief Executive Officer
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