Form 485BXT TrimTabs ETF Trust
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E-mailAs filed with the U.S. Securities and Exchange Commission on July 2, 2024
Securities Act File No. 333-198603
Investment Company Act File No. 811-22995
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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[X]
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Pre-Effective Amendment No. __
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[ ]
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Post-Effective Amendment No. 76
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[X]
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and/or
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REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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[X]
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Amendment No. 77
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[X]
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(Check appropriate box or boxes.)
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TRIMTABS ETF TRUST
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(Exact Name of Registrant as Specified in Charter)
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1345 Avenue of the Americas
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33rd Floor
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New York, NY 10105
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(Address of Principal Executive Office)
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Registrant’s Telephone Number:
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212-217-2470
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Name and Address of Agent for Service:
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With copies to:
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Stellar Corporate Services LLC
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Fabio Battaglia, Esq.
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3500 South Dupont Highway
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Joel D. Corriero, Esq.
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Dover, County of Kent, Delaware 19901
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Stradley Ronon Stevens & Young, LLP
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2005 Market Street, Suite 2600
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Philadelphia, Pennsylvania 19103
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It is proposed that this filing will become effective (check appropriate box):
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[ ]
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immediately upon filing pursuant to paragraph (b)
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[X]
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on August 2, 2024 pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on [Date] pursuant to paragraph (a)(1)
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75 days after filing pursuant to paragraph (a)(2)
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on [Date] pursuant to paragraph (a)(2) of Rule 485
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If appropriate, check the following box:
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[X]
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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.
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This post-effective amendment relates only to the FCF US Small Cap ETF series of the Registrant. No information relating to the other series of
the Registrant is amended or superseded hereby.
EXPLANATORY NOTE
Designation of New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 75 (the “Amendment”) relating to the FCF US Small Cap ETF was filed pursuant to Rule 485(a)(2) under the Securities
Act of 1933 (the “Securities Act”) on April 19, 2024, and pursuant to Rule 485(a)(2) would have become effective on July 3, 2024.
This Post-Effective Amendment No. 76 (“PEA 76”) is being filed pursuant to Rule 485(b)(1)(iii) under the Securities Act for the sole purpose of
designating August 2, 2024, as the new date upon which the Amendment shall become effective.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that this Post-Effective Amendment to its
Registration Statement meets all of the requirements for effectiveness pursuant to Rule 485(b) of the Securities Act of 1933, as amended, and the Registrant has duly caused this Post-Effective Amendment to its Registration Statement on Form N-1A to
be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York and State of New York, on the 2nd day of July 2024.
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TRIMTABS ETF TRUST
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By:
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/s/ Jacob Pluchenik
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Jacob Pluchenik
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President, Principal Executive Officer and Trustee
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Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment to its Registration Statement has been
signed below on July 2, 2024 by the following persons in the capacities indicated.
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Signature
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Title
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/s/ Jacob Pluchenik
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President, Principal Executive Officer and Trustee
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Jacob Pluchenik
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/s/ Vince (Qijun) Chen
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Principal Financial Officer
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Vince (Qijun) Chen
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/s/ Stephen J. Posner*
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Trustee
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Stephen J. Posner
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/s/ David A. Kelly*
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Trustee
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David A. Kelly
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*By:
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/s/ Jacob Pluchenik
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* Signatures affixed by Jacob Pluchenik pursuant to
powers of attorney dated November 23, 2022.
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