Form 485BXT GUGGENHEIM FUNDS TRUST
As filed with the Securities and Exchange Commission on July 2, 2024
Registration No. 811-01136
Registration No. 002-19458
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ | |
Post-Effective Amendment No. 291 | ☒ | |
and/or | ||
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ | |
Amendment No. 291 | ☒ |
(Check appropriate box or boxes)
GUGGENHEIM FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
702 KING FARM BOULEVARD, SUITE 200, ROCKVILLE, MARYLAND 20850
(Address of Principal Executive Offices/Zip Code)
Registrants Telephone Number, including area code:
(301) 296-5100
Copies To: | ||
Amy J. Lee, Vice President and Chief Legal Officer 702 King Farm Boulevard Suite 200 Rockville, MD 20850 |
Julien Bourgeois James V. Catano Dechert LLP 1900 K Street, NW Washington, DC 20006 | |
(Name and address of Agent for Service) |
Approximate date of public offering: As soon as practicable after the effective date of the Registration Statement
It is proposed that this filing will become effective (check appropriate box):
☐ | immediately upon filing pursuant to paragraph (b) |
☒ | on July 15, 2024, pursuant to paragraph (b) |
☐ | 60 days after filing pursuant to paragraph (a)(1) |
☐ | on pursuant to paragraph (a)(1) |
☐ | 75 days after filing pursuant to paragraph (a)(2) |
☐ | on pursuant to paragraph (a)(2) of rule 485 |
If appropriate, check the following box:
☒ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment |
EXPLANATORY NOTE
Post-Effective Amendment No. 287 (the Amendment) to the Registration Statement of Guggenheim Funds Trust (the Registrant) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on March 13, 2024, for the purpose of registering SMA Class shares of Guggenheim Active INvestment Series (GAINS) Core Plus Fund and Guggenheim Active INvestment Series (GAINS) Limited Duration Fund, each a series of the Registrant. This Post-Effective Amendment No. 291 is being filed pursuant to Rule 485(b)(1)(iii) solely for the purpose of designating July 15, 2024, as the new date upon which the Amendment shall become effective. The effectiveness of the Amendment was previously delayed pursuant to Post-Effective Amendment No. 288, as filed on May 23, 2024, Post-Effective Amendment No. 289, as filed on June 7, 2024, and Post-Effective Amendment No. 290, as filed on June 27, 2024. This Post-Effective Amendment No. 291 incorporates by reference the information contained in Parts A, B and C of the Amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 (1933 Act) and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 291 under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 291 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago, and State of Illinois on the 2nd day of July 2024.
GUGGENHEIM FUNDS TRUST (Registrant) | ||
By: |
/s/ BRIAN E. BINDER | |
Brian E. Binder, Chief Executive Officer and President (Principal Executive Officer) |
Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed below by the following persons in the capacities indicated and on the 2nd day of July 2024.
Randall C. Barnes * Randall C. Barnes Trustee
Angela Brock-Kyle* Angela Brock-Kyle Trustee
Thomas F. Lydon, Jr.* Thomas F. Lydon, Jr. Trustee
Ronald A. Nyberg* Ronald A. Nyberg Trustee
Sandra G. Sponem* Sandra G. Sponem Trustee
Ronald E. Toupin, Jr.* Ronald E. Toupin, Jr. Trustee
|
GUGGENHEIM FUNDS TRUST
By: /s/ Amy J. Lee Amy J. Lee, Trustee, Vice President, Chief Legal Officer and Attorney-In-Fact for the Trustees Whose Names Appear Opposite
By: /s/ James M. Howley James M. Howley, Chief Financial Officer, Treasurer and Chief Accounting Officer (Principal Financial and Accounting Officer)
By: /s/ Brian E. Binder Brian E. Binder, President and Chief Executive Officer (Principal Executive Officer) |
* Signed by Attorney-in-Fact pursuant to powers of attorney.
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