Royal Dutch Shell plc: Holdings in Company
LONDON, Sept. 5, 2016 /PRNewswire/ --
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: ii |
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2 Reason for the notification (please tick the appropriate box or boxes): | ||||
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An acquisition or disposal of voting rights |
x | |||
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to thenotification obligation: |
The Capital Group Companies, Inc. | |||
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4. Full name of shareholder(s) (if different from 3.): |
See answer to Question 9 | |||
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5. Date of the transaction and date onwhich the threshold is crossed orreached: v |
1 September 2016 | |||
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6. Date on which issuer notified: |
2 September 2016 | |||
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7. Threshold(s) that is/are crossed orreached: |
Above 5% - Aggregate of voting rights from shares | |||
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8. Notified details: | ||||||||||||||||
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A: Voting rights attached to shares | ||||||||||||||||
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Class/type ofshares if possible usingthe ISIN CODE |
Situation previousto the triggeringtransaction |
Resulting situation after the triggering transaction | ||||||||||||||
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NumberofShares |
NumberofVotingRights |
Numberof shares |
Number of votingrights |
% of voting rights | ||||||||||||
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Direct |
Direct |
Indirect |
Direct |
Indirect | ||||||||||||
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A Ordinary (GB00B03MLX29) |
56,222,146 |
56,222,146 |
56,222,146 |
0.697% | ||||||||||||
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A ADRs (US7802592060) |
9,976,025 |
19,952,050 |
19,952,050 |
0.247% | ||||||||||||
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B Ordinary (GB00B03MM408) |
146,791,826 |
146,791,826 |
149,406,895 |
1.851% | ||||||||||||
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B ADRs (US7802591070) |
89,343,475 |
178,686,950 |
178,686,980 |
2.214% | ||||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
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Resulting situation after the triggering transaction | ||||||||||||||||
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Type of financialinstrument |
Expirationdate |
Exercise/ Conversion Period |
Number of votingrights that may beacquired if theinstrument isexercised/ converted. |
% of votingrights | ||||||||||||
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N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
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Resulting situation after the triggering transaction | ||||||||||||||||
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Type of financialinstrument |
Exercise price |
Expiration date |
Exercise/Conversion period |
Number of voting rights instrument refers to
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% of voting rights
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N/A |
Nominal |
Delta | ||||||||||||||
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Total (A+B+C) | ||||||||||||||||
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Number of voting rights |
Percentage of voting rights | |||||||||||||||
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404,268,071 |
5.009% | |||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||||
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The Capital Group Companies, Inc. ("CG") holdings
Holdings by CG Management Companies and Funds:
Capital Guardian Trust Company(1) Capital International, Inc(1) Capital International Limited(1) Capital International Sarl(1) Capital Research and Management Company(2)
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Number of Shares
404,268,071
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Percent of Outstanding
5.0087%
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(1) Indirect subsidiaries of Capital Research and Management Company (2) Subsidiary of The Capital Group Companies, Inc. | ||||
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Proxy Voting: | ||||
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will ceaseto hold: |
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12. Date on which proxy holder will cease to holdvoting rights: |
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13. Additional information: |
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14. Contact name: |
Mark Edwards Royal Dutch Shell plc | |||
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15. Contact telephone number: |
+44-20-7934-2817 | |||
To view the original version on PR Newswire, visit:http://www.prnewswire.com/news-releases/royal-dutch-shell-plc-holdings-in-company-300322464.html
SOURCE Royal Dutch Shell plc
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